Intubating the Newborn: When Is It Indicated?

Key takeaways

  • Four absolute indications for newborn intubation are no spontaneous breathing after adequate mask ventilation, sudden collapse with apnea and bradycardia, massive pulmonary hemorrhage, and large congenital diaphragmatic hernia.
  • In infants under 28 weeks gestational age, intubate for PaCO2 > 45–55 mmHg (lower limit if pH < 7.25) and/or PaO2 < 50–60 mmHg in FiO2 > 0.50, though nasal CPAP may be tried first if only oxygenation is poor.
  • For infants 28–32 weeks, intubation criteria are PaCO2 > 45–55 mmHg and/or PaO2 < 50–60 mmHg in FiO2 > 0.60, once CPAP has failed to improve blood gases.
  • At ≥33 weeks, intubate for PaCO2 > 60 mmHg with pH < 7.25 and/or PaO2 < 45 mmHg in FiO2 > 0.80, with a lower threshold if distress is evident since CPAP is usually less well tolerated.
  • Beyond blood gases, intubation is also warranted for recurrent apnea (>1–2 per hour needing stimulation) despite CPAP/NIPPV and methylxanthines, severe sepsis, maintaining airway patency, or CO2 control in pulmonary hypertension.

References

  • Mammel MC, van Kaam AHLC, Donn SM, editors. Manual of Neonatal Respiratory Care. 2022.
  • Ch. 67, Indications for Mechanical Ventilation (Greenough A, Milner AD), pp. 643–644.
  • Ch. 68, Respiratory Distress Syndrome (Donn SM), p. 647.

Intubating the newborn: when is it indicated?

Cover page titled 'Intubating the newborn: when is it indicated?' with a heart rhythm icon, introducing absolute indications, blood-gas thresholds by gestational age, and other reasons to secure the airway.

Intubating the newborn: when is it indicated?

Absolute indications, blood-gas thresholds by gestational age, and the other reasons to secure the airway.

Absolute indications

Four cards listing absolute indications for neonatal intubation: no spontaneous breathing after adequate mask ventilation, sudden collapse with apnea and bradycardia, massive pulmonary hemorrhage, and large congenital diaphragmatic hernia.

Four situations where intubation is not up for debate

  • No spontaneous breathing — after adequate mask ventilation
  • Sudden collapse — with apnea and bradycardia
  • Massive pulmonary hemorrhage
  • Large congenital diaphragmatic hernia

Source: Mammel, ch. 67, p. 643.

Progressive respiratory failure

Table showing blood-gas thresholds for intubation by gestational age categories: under 28 weeks, 28 to 32 weeks, and 33 weeks or more.

The threshold changes with gestational age

Gestational ageCriteria
< 28 wkPaCO2 > 45–55 mmHg (lower limit if pH < 7.25) and/or PaO2 < 50–60 mmHg in FiO2 > 0.50. If only oxygenation is poor, nasal CPAP may be tried first.
28–32 wkPaCO2 > 45–55 mmHg (lower limit if pH < 7.25) and/or PaO2 < 50–60 mmHg in FiO2 > 0.60, if CPAP has failed to improve blood gases.
≥ 33 wkPaCO2 > 60 mmHg with pH < 7.25 and/or PaO2 < 45 mmHg in FiO2 > 0.80. Lower threshold if distress is evident; CPAP is usually less well tolerated.

Criteria vary according to each unit’s policy. Source: Mammel, ch. 67, p. 644.

Beyond blood gases

List of additional reasons to secure the airway including recurrent apnea, severe sepsis, maintaining airway patency, and CO2 control in pulmonary hypertension, plus a highlighted box of RDS-specific intubation criteria.

Other reasons to secure the airway

  • Recurrent apnea (> 1–2 per hour needing stimulation) despite CPAP/NIPPV and methylxanthines
  • Severe sepsis
  • Maintaining airway patency
  • CO2 control in pulmonary hypertension

In RDS, intubate if

  • PaCO2 > 60 mmHg
  • PaO2 < 50 mmHg
  • Apnea or decreased drive
  • Airway patency
  • Planned invasive surfactant

Sources: Mammel, ch. 67, p. 644; ch. 68, p. 647.

In the app: The criteria, one tap away

Mobile app screenshot showing the 'Strategies by pathology' section with an expanded 'When to intubate, according to Mammel' panel listing criteria by gestational age.

The criteria, one tap away

Respiratory and hemodynamic monitoring > Strategies by pathology

App screen: Strategies by pathology – RDS · MAS · CDH · BPD · PPHN

  • See initial parameters by mode

When to intubate, according to Mammel

Gestational ageCriteria
< 28 weeksPaCO2 > 45 to 55 mmHg (lower limit if pH < 7.25) and/or PaO2 < 50 to 60 mmHg in FiO2 > 0.50. If only oxygenation is poor, nasal CPAP may be tried first
28 to 32 weeksPaCO2 > 45 to 55 mmHg (lower limit if pH < 7.25) and/or PaO2 < 50 to 60 mmHg in FiO2 > 0.60, if CPAP has failed to improve blood gases
≥ 33 weeksPaCO2 > 60 mmHg with pH < 7.25 and/or PaO2 < 45 mmHg in FiO2 > 0.80. Lower threshold if respiratory distress is evident; CPAP is usually less well tolerated
OthersRecurrent apnea (> 1 to 2 per hour needing stimulation) despite CPAP/NIPPV and methylxanthines, severe sepsis, airway patency, CO2…

In the app: Rapid sequence by weight

Mobile app screenshot of the Intubation module showing weight entry of 3 kg and atropine dose selection with a suggested pre-medication dose of 0.02 mg/kg.

Rapid sequence by weight

Pre-medication, sedation and analgesia, and muscle blockers, with the presentation you have on the unit.

Example: 3 kg · atropine 0.02 mg/kg

App screen: Intubation

  • Weight (kg): 3

Pre-Medication

Atropine

  • 0.1mg/mL Solution
  • 0.3mg/1mL Solution
  • 0.4mg/0.5mL Solution
  • 0.4mg/mL Solution
  • 0.5mg/5mL Solution
  • 0.6mg/mL Solution
  • 0.8mg/mL Solution
  • 1mg/5mL Solution
  • 1mg/mL Solution
  • 1mg/10mL Solution
  • 3mg/10mL Solution

Atropine 0.1mg/mL Solution: 0.02

Suggested dose: 0.01 to 0.03 mg/kg/dose (Max. 1 mg)

In the app: Dilution and volume, ready to draw

Mobile app screenshot showing three medication cards for Pre-Medication, Sedation and analgesia, and Muscle blockers with dilution and administration instructions for atropine, fentanyl, and rocuronium.

Dilution and volume, ready to draw

One card per phase, in the order of the sequence.

Example: 3 kg · atropine 0.02 mg/kg · fentanyl 2 mcg/kg · rocuronium 1 mg/kg

App screen: Intubation

Pre-Medication

Atropine 0.1mg/mL Solution

Remove 0.5mL from the ampoule and dilute with 1mL of NS or D5W and administer 1.82 mL.

Sedation and analgesia

Fentanyl 50mcg/mL

Remove 0.5 mL from the ampoule and dilute with 12 mL of NS and administer 3 mL.

Muscle blockers

Rocuronium 10mg/mL Solution

Remove 1 mL from the ampoule and dilute with 9 mL of NS, D10W, D5W, LR and administer 3 mL.

After the tube: Monitor what the ventilator is doing

Mobile app screenshot of the Respiratory and hemodynamic monitoring home screen with a search bar and sections for clinical targets, initial ventilation parameters, strategies by pathology, weaning and extubation, and a monitoring list including airway resistance and alveolar-arterial oxygen difference.

Monitor what the ventilator is doing

Oxygenation, mechanics and hemodynamics in one section: OI, OSI, MAP, %Leak, RAW and more.

App screen: Respiratory and hemodynamic monitoring

  • Clinical targets and monitoring — PaO2 · SpO2 · pH · PaCO2 · OI
  • Initial ventilation parameters — By ventilation mode
  • Strategies by pathology — RDS · MAS · CDH · BPD · PPHN
  • Weaning and extubation — Readiness · SBT · NIV · failure

Respiratory and hemodynamic monitoring

  • Airway Resistance — RAW
  • Alveolar-Arterial Oxygen Difference — AaDO2

Neofast – Neonatal Calculations That Cite Their Sources

Cover page for the Neofast app showing its logo and tagline about neonatal calculations that cite their sources, available on App Store and Google Play.

neofast

Neonatal calculations that cite their sources

Intubation sequence, respiratory and hemodynamic monitoring, and much more for the NICU.

  • App Store · Google Play

The app calculates and cites the source.
The clinical decision belongs to the physician.

Frequently asked questions

What are the absolute indications for intubating a newborn?

The four absolute indications are: no spontaneous breathing after adequate mask ventilation, sudden collapse with apnea and bradycardia, massive pulmonary hemorrhage, and large congenital diaphragmatic hernia.

What blood gas thresholds indicate intubation in a preterm infant under 28 weeks?

Intubate for PaCO2 > 45–55 mmHg (use the lower limit if pH < 7.25) and/or PaO2 < 50–60 mmHg in FiO2 > 0.50; if only oxygenation is poor, nasal CPAP may be tried first.

When should a 28–32 week infant be intubated based on blood gases?

Intubate if PaCO2 > 45–55 mmHg (lower limit if pH < 7.25) and/or PaO2 < 50–60 mmHg in FiO2 > 0.60, and only after CPAP has failed to improve blood gases.

What are the intubation criteria for infants ≥33 weeks gestational age?

Intubate for PaCO2 > 60 mmHg with pH < 7.25 and/or PaO2 < 45 mmHg in FiO2 > 0.80; use a lower threshold if respiratory distress is evident, since CPAP is usually less well tolerated at this age.

Besides blood gas thresholds, what other clinical situations warrant intubation?

Other indications include recurrent apnea (>1–2 episodes per hour needing stimulation) despite CPAP/NIPPV and methylxanthines, severe sepsis, maintaining airway patency, and CO2 control in pulmonary hypertension; in RDS, intubate for PaCO2 > 60 mmHg, PaO2 < 50 mmHg, apnea or decreased respiratory drive, airway patency needs, or planned invasive surfactant.

Dra. Marcela M Marques
Written by
Neonatologist & pediatric intensivist · CRM 12807/DF
View full profile →
NeoFast
Get NeoFast
Precise neonatal prescribing at the bedside — 150+ drugs, drip rates, GIR, fluids and electrolytes.
★ 4.8 · rated 73 · Free 30-day trial